Home / Self-Assessment / Tier 3 — Middle Market

Self-Assessment — Tier 3 — Middle Market

Established middle-market organizations, roughly $10M–$25M+, with a controller/CFO function and audit, board, or lender reporting. 74 items across eight domains. Rate each practice 1–4 (or N/A) for how well it’s established today — honest ratings make the findings useful. Scores compute as you go.

The maturity scale
1Absent / Ad hocNo defined process; handled reactively or not at all. Significant risk of error or loss.
2DevelopingA process exists but is informal, inconsistent, undocumented, or heavily manual.
3DefinedDocumented and consistently followed, with reasonable controls and review in place.
4OptimizedDocumented, monitored, automated where appropriate, and periodically improved.
N/ANot applicableGenuinely does not apply — excluded from scoring, never counted as a low score.
Organization profile

Send your results

We review your ratings and comments, confirm the picture in a short working session, and turn the lowest-scoring domains into a prioritized Findings & Recommendations report — specific gaps, the risk each carries, and a sequenced plan to close them.

Confidentiality: your responses describe your control environment and are treated as confidential. They are transmitted securely, never included in notification emails, and reviewed only by the Small Business Auxilium team.

This self-assessment is a diagnostic tool, not an audit or an assurance engagement. It is intended to surface where attention is warranted and to focus the work that follows.

0 answered Overall: — Finish & submit ↑